Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-09-17
  • UT RA
    APPROVED
    Since 2024-09-17

Branch Locations

5201 W Amelia Earhart Dr [Slc Rcast], Salt Lake City, UT 84116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Salt Lake City UT 10/2021 Present
Wells Fargo Bank Salt Lake City UT 10/2021 Present
Musicians Friend Draper UT 09/2016 01/2017
Captioncall Taylorsville UT 01/2017 12/2017
Lifevantage Sandy UT 01/2018 08/2018
Unemployed Midvale UT 08/2018 10/2018
Wells Fargo Salt Lake City UT 10/2018 01/2020
Stubhub Draper UT 01/2020 06/2020
Progrexion Taylorsville UT 06/2020 07/2020
1800Contacts Draper UT 07/2020 09/2020
Wells Fargo Salt Lake City UT 10/2020 10/2021
  • 10/2021 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 10/2021 → Present
    Wells Fargo Bank
    Salt Lake City, UT
  • 09/2016 → 01/2017
    Musicians Friend
    Draper, UT
  • 01/2017 → 12/2017
    Captioncall
    Taylorsville, UT
  • 01/2018 → 08/2018
    Lifevantage
    Sandy, UT
  • 08/2018 → 10/2018
    Unemployed
    Midvale, UT
  • 10/2018 → 01/2020
    Wells Fargo
    Salt Lake City, UT
  • 01/2020 → 06/2020
    Stubhub
    Draper, UT
  • 06/2020 → 07/2020
    Progrexion
    Taylorsville, UT
  • 07/2020 → 09/2020
    1800Contacts
    Draper, UT
  • 10/2020 → 10/2021
    Wells Fargo
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-16
S63 Uniform Securities Agent State Law Examination 2022-01-07
  • S66 Uniform Combined State Law Examination
    2024-09-16
  • S63 Uniform Securities Agent State Law Examination
    2022-01-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Salt Lake City, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor