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1011 Poyntz Avenue, Manhattan, KS 66502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pizza Hut | Marysville | KS | 05/2016 | 05/2018 |
| First Commerce Bank | Marysville | KS | 05/2017 | 08/2018 |
| Kansas State University | Manhattan | KS | 08/2018 | 05/2022 |
| Spradling Skills Academy | Manhattan | KS | 03/2022 | 12/2024 |
| Raymond James Financial Services Inc | Manhattan | KS | 10/2021 | 08/2022 |
| Raymond James Financial Services Inc | Manhattan | KS | 08/2022 | 07/2025 |
| Raymond James Financial Services Advisors | Manhattan | KS | 11/2022 | 07/2025 |
| Keating Financial Advisory Services | Manhattan | KS | 12/2022 | Present |
Name of other business: Oz Financial Group, LLC; Is business Investment related: Yes; Address of other business: Wamego, KS; Nature of other business: This is an LLC set up for my investment advisory business; Your position: Owner; Start date of relationship: 10/2025; Approx. # of hours /month devote to other business: approx. 150 hrs/ month; Number of hours devoted to other business during securities trading hours: 150 hrs/month. Independent Insurance Agent; not investment-related; started 06/2022; approximately 2 hours per month, 2 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-28 |
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