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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-08-23
TX RA APPROVED 2024-08-06
  • NH RA
    APPROVED
    Since 2024-08-23
  • TX RA
    APPROVED
    Since 2024-08-06

Branch Locations

5850 San Felipe Street Suite 500, Houston, TX 77057-8003 • United States

1 Tara Blvd Ste 200, Nashua, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riversource Distributors, Inc. Minneapolis MN 10/2021 05/2023
Unemployed Brooklyn NY 05/2020 10/2021
New York Department Of Education Brooklyn NY 12/2018 05/2020
Cardozo School Of Law Manhattan NY 09/2017 06/2018
Brooklyn College Brooklyn NY 09/2018 01/2021
First Step Brooklyn NY 07/2016 12/2017
Epi Brooklyn NY 07/2016 12/2018
First Step Llc Brooklyn NY 01/2017 12/2017
Ameriprise Financial Services, Llc Houston TX 05/2023 Present
  • 10/2021 → 05/2023
    Riversource Distributors, Inc.
    Minneapolis, MN
  • 05/2020 → 10/2021
    Unemployed
    Brooklyn, NY
  • 12/2018 → 05/2020
    New York Department Of Education
    Brooklyn, NY
  • 09/2017 → 06/2018
    Cardozo School Of Law
    Manhattan, NY
  • 09/2018 → 01/2021
    Brooklyn College
    Brooklyn, NY
  • 07/2016 → 12/2017
    First Step
    Brooklyn, NY
  • 07/2016 → 12/2018
    Epi
    Brooklyn, NY
  • 01/2017 → 12/2017
    First Step Llc
    Brooklyn, NY
  • 05/2023 → Present
    Houston, TX
Other Businesses

Real Estate Ownership; Single Family; 15019 Vincennes Oak St, , Cypress, TX, 77429; Not Investment-Related; 04/15/2023. Business Ownership; NAP Partners, LLC.; Co-owner; Manage Ameriprise Business; 7535 Chevy Chase Dr, , Houston, TX, 77063; Investment-Related; 12/14/2023; 60 hours per month; 60 during trading hours. Outside Employment; NAP Partners, LLC.; Co-owner; Manage advisory business; 7535 Chevy Chase Dr, , Houston, TX, 77063; Investment-Related; 12/14/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
  • S66 Uniform Combined State Law Examination
    2024-08-05

View on SEC IAPD

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