Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-04 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Financial Corp. | New York | NY | 10/2021 | Present |
| Ibisworld | New York | NY | 09/2019 | 09/2021 |
| The City Of Newark Parking Office | Newark | DE | 04/2017 | 08/2018 |
| University Of Delaware | Newark | DE | 09/2015 | 05/2019 |
| N/A | Marlboro | NJ | 06/2019 | 08/2019 |
1. Howdy Darlin' Tattoo LTD; 12 Norham Road Whitley Bay, OT NE26 2SB United Kingdom; Tattoo shop; Owner; Vote on distribution of dividends; 03/07/2025; 2 hrs/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-03 |
Reach out to this advisor