Max Kaplan

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-05-16
TX	RA	APPROVED_RES	2024-05-16

NJ RA
APPROVED

Since 2024-05-16
TX RA
APPROVED_RES

Since 2024-05-16

Branch Locations

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES

802 South Ave West, 1St Floor, Westfield, NJ 07090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Westfield	NJ	09/2021	05/2024
Indiana University	Bloomington	IN	09/2017	05/2021
Westfield Sr High School	Westfield	NJ	09/2013	06/2017
Job Searching	Westfield	NJ	06/2021	09/2021
&Partners, Llc	Nashville	TN	05/2024	Present

09/2021 → 05/2024

Wells Fargo Clearing Services, Llc

Westfield, NJ
09/2017 → 05/2021

Indiana University

Bloomington, IN
09/2013 → 06/2017

Westfield Sr High School

Westfield, NJ
06/2021 → 09/2021

Job Searching

Westfield, NJ
05/2024 → Present

&Partners, Llc

Nashville, TN

Previous Registrations

2022-06-08 → 2024-05-22

Wells Fargo Clearing Services, Llc

Westfield, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-08

S66 Uniform Combined State Law Examination

2022-06-08

View on SEC IAPD

Current Employers

&Partners

Disclosures

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