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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-02 |
| TX | RA | APPROVED | 2024-03-19 |
| NC | RA | APPROVED | 2023-05-15 |
Branch Locations
835 Straits Tpke Ste A, Middlebury, CT 06762 • United States
3608 W Friendly Ave Ste 211, Greensboro, NC 27410-4833 • United States
Greensboro, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Charlotte | NC | 12/2021 | 03/2023 |
| Ais Security | Greensboro | NC | 10/2020 | 12/2021 |
| Towne Bank | Greensboro | NC | 02/2019 | 10/2020 |
| Bb&T | Greensboro | NC | 02/2015 | 02/2019 |
| Nylife Securities Llc | Charlotte | NC | 04/2022 | 03/2023 |
| Ameriprise Financial Services, Llc | Greensboro | NC | 02/2023 | Present |
Outside Employment; Honey Badger Management LLC; Associate Financial Advisor; HBM is the practice entity for franchise advisor Mark Jones; 835 Straits TPKE STE A, , Middlebury, CT, 06762; Investment-Related; 12/26/2023; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-09 |
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