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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-12-01
  • CO RA
    APPROVED
    Since 2022-12-01

Branch Locations

660 Southpoint Court Suite 316, Colorado Springs, CO 80906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Long And Long Llc Greensburg PA 10/2017 10/2021
Dollar Bank Pittsburgh PA 09/2015 10/2017
Mark Anderson Colorado Springs CO 09/2021 07/2022
Mark Anderson Spokane WA 08/2022 09/2022
Northwestern Mutual Investment Services Llc Spokane WA 08/2022 09/2022
Sovereign Wealth Strategies Group Colorado Springs CO 09/2022 Present
Raymond James Financial Services, Inc. Colorado Springs CO 09/2022 Present
Raymond James Financial Services Advisors, Inc. Colorado Springs CO 12/2022 Present
  • 10/2017 → 10/2021
    Long And Long Llc
    Greensburg, PA
  • 09/2015 → 10/2017
    Dollar Bank
    Pittsburgh, PA
  • 09/2021 → 07/2022
    Mark Anderson
    Colorado Springs, CO
  • 08/2022 → 09/2022
    Mark Anderson
    Spokane, WA
  • 08/2022 → 09/2022
    Northwestern Mutual Investment Services Llc
    Spokane, WA
  • 09/2022 → Present
    Sovereign Wealth Strategies Group
    Colorado Springs, CO
  • 09/2022 → Present
    Raymond James Financial Services, Inc.
    Colorado Springs, CO
  • 12/2022 → Present
    Colorado Springs, CO
Other Businesses

Sovereign Wealth Strategies Group, 660 Southpointe Ct, Colorado Springs, Colorado 80906, Investment Related, Registered Associate; DBA/Support Company, Investment Operations, as of 09/2022, 0 hrs/mo devoted and during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-29
  • S66 Uniform Combined State Law Examination
    2022-11-29
Other Names
  • Hannah Lewis
  • Hannah Bush

View on SEC IAPD

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