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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-22
NY RA APPROVED 2023-12-21
  • FL RA
    APPROVED
    Since 2026-04-22
  • NY RA
    APPROVED
    Since 2023-12-21

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 08/2023 12/2023
The Dwight School Nyc NY 08/2013 05/2019
Fordham University Nyc NY 08/2019 05/2023
N/A N/A XX 05/2023 08/2023
Fordham University Transportation Department Nyc NY 12/2019 03/2023
Raymond James & Associates Inc. New York NY 12/2023 Present
  • 08/2023 → 12/2023
    New York, NY
  • 08/2013 → 05/2019
    The Dwight School
    Nyc, NY
  • 08/2019 → 05/2023
    Fordham University
    Nyc, NY
  • 05/2023 → 08/2023
    N/A
    N/A, XX
  • 12/2019 → 03/2023
    Fordham University Transportation Department
    Nyc, NY
  • 12/2023 → Present
    New York, NY
Previous Registrations
  • 2023-11-27 → 2023-12-13
    New York, NY
    New York, NY
    Aventura, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-25
  • S66 Uniform Combined State Law Examination
    2023-11-25

View on SEC IAPD

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