Best Investors Account Sign in
Inactive

Ryan Philip Ruggaard

Ruggaard & Associates

Hudson, OH

Chicago, IL

Claim This Profile
Current Employers
Ruggaard & Associates

110 W Streetsboro St. Suite 1A, Hudson, OH 44236 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-10
OH RA APPROVED 2022-08-21
IL RA APPROVED 2022-08-19
  • TX RA
    APPROVED
    Since 2023-01-10
  • OH RA
    APPROVED
    Since 2022-08-21
  • IL RA
    APPROVED
    Since 2022-08-19

Branch Locations

110 W Streetsboro St. Suite 1A, Hudson, OH 44236 • United States

171 N Aberdeen St Suite 400, Chicago, IL 60607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc Chicago IL 10/2014 06/2018
Bard & Associates Chicago IL 02/2019 06/2022
Ruggaard & Associates, Llc Twinsburg OH 06/2022 Present
Unemployed Chicago IL 07/2018 01/2019
  • 10/2014 → 06/2018
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
  • 02/2019 → 06/2022
    Bard & Associates
    Chicago, IL
  • 06/2022 → Present
    Ruggaard & Associates, Llc
    Twinsburg, OH
  • 07/2018 → 01/2019
    Unemployed
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-19
S63 Uniform Securities Agent State Law Examination 2015-02-12
  • S65 Uniform Investment Adviser Law Examination
    2022-08-19
  • S63 Uniform Securities Agent State Law Examination
    2015-02-12

View on SEC IAPD

Other Firms

ELLSWORTH ADVISORS, LLC
JANNEY MONTGOMERY SCOTT LLC
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PFS INVESTMENTS INC.
EDWARD JONES

Other Investors

CHRISTOPHER MICHAEL PRADO
Cameron Shields Miele
MICHELLE MARIE SCHWAB
MICHAEL MAXWELL SCHINDLER
Christopher George Ameen
Timothy Banks Clepper
JOHN LEO DUGAN
DEREK N SPENCER

Other Offices

ELLSWORTH ADVISORS, LLC · HUDSON, OH
JANNEY MONTGOMERY SCOTT LLC · Hudson, OH
LPL FINANCIAL LLC · HUDSON, OH
WELLS FARGO CLEARING SERVICES, LLC · HUDSON, OH
AMERIPRISE FINANCIAL SERVICES, LLC · HUDSON, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HUDSON, OH
PFS INVESTMENTS INC. · STOW, OH
PFS INVESTMENTS INC. · STOW, OH

More in Hudson, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor