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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-19 |
| LA | RA | APPROVED | 2017-08-09 |
Branch Locations
6105 Line Ave Ste 100, Shreveport, LA 71106 • United States
Shreveport, LA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Shreveport | LA | 10/2014 | 07/2017 |
| Ameriprise Financial Services, Inc. | Shreveport | LA | 07/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Shreveport | LA | 03/2020 | Present |
Outside Employment; Lapis Enterprises Inc; CFP, minor share holder; Legal entity for our Ameriprise Team Practice; 6105 Line Ave, Suite 100, Shreveport, LA, 71106; Investment-Related; 07/27/2018; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-05 |
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