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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-09-25
  • GA RA
    APPROVED
    Since 2018-09-25

Branch Locations

108 Corporate Drive, Carrollton, GA 30117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Villa Rica First United Methodist Church Villa Rica GA 05/2011 Present
Lpl Finacial Llc Carrollton GA 04/2015 Present
Independent Financial Partners Carrollton GA 07/2015 09/2018
Independent Advisor Alliance, Llc Carrollton GA 09/2018 Present
Previous Registrations
Other Businesses

1. 4/9/2015 - NORTON FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 10%. 2. 2/17/2016 - Norton Financial, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/10/2015 - 80 Hours Per Month During Securities Trading. 3. 10/2/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/25/2018 - 20 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/2/2018. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/6/2020 - Backus Investment Services, llc - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/02/2020 - 40 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-05
  • S66 Uniform Combined State Law Examination
    2015-07-05

View on SEC IAPD

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