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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Villa Rica First United Methodist Church | Villa Rica | GA | 05/2011 | Present |
| Lpl Finacial Llc | Carrollton | GA | 04/2015 | Present |
| Independent Financial Partners | Carrollton | GA | 07/2015 | 09/2018 |
| Independent Advisor Alliance, Llc | Carrollton | GA | 09/2018 | Present |
1. 4/9/2015 - NORTON FINANCIAL - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 10%. 2. 2/17/2016 - Norton Financial, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/10/2015 - 80 Hours Per Month During Securities Trading. 3. 10/2/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/25/2018 - 20 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/2/2018. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/6/2020 - Backus Investment Services, llc - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/02/2020 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-05 |
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