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Steven Lee Holmes

LPl Financial LLC

Carrollton, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-10
GA RA APPROVED 2018-07-09
  • TX RA
    APPROVED
    Since 2026-03-10
  • GA RA
    APPROVED
    Since 2018-07-09

Branch Locations

1606 Maple Street, Carrollton, GA 30117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Holmes Financial Group, Inc. Carrollton GA 01/2001 Present
Lpl Financial Llc Carrollton GA 07/2018 Present
Cetera Advisors Llc Denver CO 01/2013 07/2018
  • 01/2001 → Present
    Holmes Financial Group, Inc.
    Carrollton, GA
  • 07/2018 → Present
    Carrollton, GA
  • 01/2013 → 07/2018
    Cetera Advisors Llc
    Denver, CO
Previous Registrations
  • 2004-01-01 → 2018-07-13
    Cetera Advisors Llc
    Rome, GA
    Carrollton, GA
  • 2003-03-28 → 2004-01-01
    Ifg Advisory Services Inc
    Carrollton, GA
Other Businesses

1)06/22/2018 - Holmes Financial Group, Inc - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 06/22/2018 - Holmes Robinson Properties LLC - Real Estate Rental - Carrollton, GA - non-inv rel - start: 01/2005 3)06/22/2018 - Holmes Financial Group Income Tax Services - lndividual and business income tax preparation services - inv rel - Carrollton, GA - start: 02/2013

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-04
  • S63 Uniform Securities Agent State Law Examination
    1999-10-04
Designations

View on SEC IAPD

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