Joseph Walter Garrett

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-03-06
GA	RA	APPROVED	2004-08-17

TX RA
APPROVED_RES

Since 2010-03-06
GA RA
APPROVED

Since 2004-08-17

Branch Locations

1606 Maple St, Carrollton, GA 30117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)	Carrollton	GA	07/2004	Present

07/2004 → Present

Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)

Carrollton, GA

Other Businesses

1) 2012-08-02 - Garrett & Robinson Investment Management & Wealth Planning - Non-Variable Insurance DBA - - - 2012-07-31 - hrs/mth - hrs/mth during trading 2) 2012-09-25 - Garrett & Robinson Investment Management & Wealth Planning - Non-Variable Insurance DBA - Y - at reported business location(s) - 2012-09-13 - hrs/mth - hrs/mth during trading 3) 2015-03-10 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Garrett & Robinson Investment Management & Wealth / Garrett & Robinson Investment Management & Wealth Planning - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2015-03-10 - 174hrs/mth - 8hrs/mth during trading 4) 2015-03-11 - Garrett Financial Group, LLC - Business Entity For Tax/Investment Purposes Only - Y - at reported business location(s) - 2015-03-10 - 5hrs/mth - 0hrs/mth during trading 5) 2019-09-06 - Chapel Heights Publishing, LLC - Other - Author - N - at reported business location(s) - 2019-08-22 - 4hrs/mth - 0hrs/mth during trading 6) 2024-12-20 - Chapel Heights Properties, LLC - Real Estate Rental - Y - 112 Cedar Street Carrollton, GA 30117 - 2024-12-17 - 1hrs/mth - 0hrs/mth during trading 7) 2026-03-16 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - GRS Wealth Advisors - A Garrett, Robinson & Sabo firm - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-03-13 - 173hrs/mth - 140hrs/mth during trading 8) 2026-05-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Holmes Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-06 - 140hrs/mth - 140hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-08-16
S63	Uniform Securities Agent State Law Examination	1999-08-25

S65 Uniform Investment Adviser Law Examination

2004-08-16
S63 Uniform Securities Agent State Law Examination

1999-08-25

Other Names

Joe Garrett
Joseph Garrett

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