Best Investors Account Sign in

David Thomas Wood

Jefferies Investment Advisers LLC

New York, NY

CRD 6415024

Claim This Profile
Employer firm

Jefferies Investment Advisers LLC CRD 325421

$5.15B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2025-12-05
OR RA APPROVED 2025-10-28
DC RA APPROVED 2025-10-27
AZ RA APPROVED 2025-10-10
AR RA APPROVED 2025-10-01
AK RA APPROVED 2025-09-23
KY RA APPROVED 2025-09-23
MN RA APPROVED 2025-09-23
MT RA APPROVED 2025-09-23
SC RA APPROVED 2025-09-23
WI RA APPROVED 2025-09-23
MI RA APPROVED 2025-09-22
MS RA APPROVED 2025-09-22
ND RA APPROVED 2025-09-22
OK RA APPROVED 2025-09-22
WV RA APPROVED 2025-09-22
WY RA APPROVED 2025-09-22
CO RA APPROVED 2025-09-19
GA RA APPROVED 2025-09-19
HI RA APPROVED 2025-09-19
IL RA APPROVED 2025-09-19
IN RA APPROVED 2025-09-19
IA RA APPROVED 2025-09-19
ME RA APPROVED 2025-09-19
NV RA APPROVED 2025-09-19
NH RA APPROVED 2025-09-19
NM RA APPROVED 2025-09-19
RI RA APPROVED 2025-09-19
SD RA APPROVED 2025-09-19
VA RA APPROVED 2025-09-19
VI RA APPROVED 2025-09-19
AL RA APPROVED 2025-09-18
DE RA APPROVED 2025-09-18
ID RA APPROVED 2025-09-18
KS RA APPROVED 2025-09-18
LA RA APPROVED 2025-09-18
MD RA APPROVED 2025-09-18
MO RA APPROVED 2025-09-18
NE RA APPROVED 2025-09-18
OH RA APPROVED 2025-09-18
UT RA APPROVED 2025-09-18
VT RA APPROVED 2025-09-18
WA RA APPROVED 2025-09-18
FL RA APPROVED 2023-09-06
MA RA APPROVED 2023-08-30
CA RA APPROVED 2023-06-08
NC RA APPROVED 2023-06-08
PA RA APPROVED 2023-06-08
TX RA APPROVED_RES 2023-05-31
NJ RA APPROVED 2023-05-26
CT RA APPROVED 2023-05-25
NY RA APPROVED 2023-05-24
  • PR RA
    APPROVED
    Since 2025-12-05
  • OR RA
    APPROVED
    Since 2025-10-28
  • DC RA
    APPROVED
    Since 2025-10-27
  • AZ RA
    APPROVED
    Since 2025-10-10
  • AR RA
    APPROVED
    Since 2025-10-01
  • AK RA
    APPROVED
    Since 2025-09-23
  • KY RA
    APPROVED
    Since 2025-09-23
  • MN RA
    APPROVED
    Since 2025-09-23
  • MT RA
    APPROVED
    Since 2025-09-23
  • SC RA
    APPROVED
    Since 2025-09-23
  • WI RA
    APPROVED
    Since 2025-09-23
  • MI RA
    APPROVED
    Since 2025-09-22
  • MS RA
    APPROVED
    Since 2025-09-22
  • ND RA
    APPROVED
    Since 2025-09-22
  • OK RA
    APPROVED
    Since 2025-09-22
  • WV RA
    APPROVED
    Since 2025-09-22
  • WY RA
    APPROVED
    Since 2025-09-22
  • CO RA
    APPROVED
    Since 2025-09-19
  • GA RA
    APPROVED
    Since 2025-09-19
  • HI RA
    APPROVED
    Since 2025-09-19
  • IL RA
    APPROVED
    Since 2025-09-19
  • IN RA
    APPROVED
    Since 2025-09-19
  • IA RA
    APPROVED
    Since 2025-09-19
  • ME RA
    APPROVED
    Since 2025-09-19
  • NV RA
    APPROVED
    Since 2025-09-19
  • NH RA
    APPROVED
    Since 2025-09-19
  • NM RA
    APPROVED
    Since 2025-09-19
  • RI RA
    APPROVED
    Since 2025-09-19
  • SD RA
    APPROVED
    Since 2025-09-19
  • VA RA
    APPROVED
    Since 2025-09-19
  • VI RA
    APPROVED
    Since 2025-09-19
  • AL RA
    APPROVED
    Since 2025-09-18
  • DE RA
    APPROVED
    Since 2025-09-18
  • ID RA
    APPROVED
    Since 2025-09-18
  • KS RA
    APPROVED
    Since 2025-09-18
  • LA RA
    APPROVED
    Since 2025-09-18
  • MD RA
    APPROVED
    Since 2025-09-18
  • MO RA
    APPROVED
    Since 2025-09-18
  • NE RA
    APPROVED
    Since 2025-09-18
  • OH RA
    APPROVED
    Since 2025-09-18
  • UT RA
    APPROVED
    Since 2025-09-18
  • VT RA
    APPROVED
    Since 2025-09-18
  • WA RA
    APPROVED
    Since 2025-09-18
  • FL RA
    APPROVED
    Since 2023-09-06
  • MA RA
    APPROVED
    Since 2023-08-30
  • CA RA
    APPROVED
    Since 2023-06-08
  • NC RA
    APPROVED
    Since 2023-06-08
  • PA RA
    APPROVED
    Since 2023-06-08
  • TX RA
    APPROVED_RES
    Since 2023-05-31
  • NJ RA
    APPROVED
    Since 2023-05-26
  • CT RA
    APPROVED
    Since 2023-05-25
  • NY RA
    APPROVED
    Since 2023-05-24

Branch Locations

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 02/2016 08/2018
Bank Of America, N.A. New York NY 04/2016 08/2018
Jefferies Llc New York NY 08/2018 Present
Jefferies Insurance Brokerage New York NY 08/2019 Present
Leucadia Asset Management Llc New York NY 08/2018 Present
Jefferies Investment Advisers Llc New York NY 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-06
  • S66 Uniform Combined State Law Examination
    2015-11-06
Other Names
  • David Wood

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor