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Stephens Young Mcvea

LPl Financial LLC

Baton Rouge, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-04-20
TX RA APPROVED 2026-04-17
  • LA RA
    APPROVED
    Since 2026-04-20
  • TX RA
    APPROVED
    Since 2026-04-17

Branch Locations

10313 Jefferson Hwy Ste B, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Incorporated Baton Rouge LA 10/2014 11/2016
Bank Of America, N.A. Baton Rouge LA 05/2015 11/2016
Jp Morgan Securities, Llc Baton Rouge LA 12/2016 08/2019
Hancock Whitney Bank Baton Rouge LA 08/2019 03/2022
Hancock Whitney Investment Services, Inc. Baton Rouge LA 08/2019 03/2022
Ameriprise Financial Services, Llc Baton Rouge LA 03/2022 03/2026
Lpl Financial Llc Baton Rouge LA 04/2026 Present
Previous Registrations
Other Businesses

1.04/17/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Altus Wealth Management; Investment Related; at Reported Business Location(s); Start Date 04/07/2026; 160hrs/mth; 160hrs during trading 2.04/17/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Gladstone Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 04/07/2026; 160hrs/mth; 160hrs during trading 3.04/17/2026; Altus Benefit Solutions, INC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/07/2026; 5hrs/mth; 0hrs during trading 4.07/28/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wildwood Wealth Management; Investment Related; at Reported Business Location(s); Start Date 07/27/2026; 160hrs/mth; 160hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-16
  • S66 Uniform Combined State Law Examination
    2015-01-16
Other Names
  • Stephens Mcvea

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