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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-20
  • TX RA
    APPROVED
    Since 2015-11-20

Branch Locations

8101 Sw 34Th Ave, Amarillo, TX 79121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Amarillo TX 10/2014 Present
Bank Of America,N.A. Amarillo TX 11/2015 Present
Other Businesses

I*1472271, Entity Type: Entity Charitable, Name of OBA: Amarillo Executive Association , Address: Amarillo, Texas 79101, Investment Related: N, Position, Title, Association: Treasurer, Employee Start Date: 09/11/2023, No Hours: 1, No Hours during trading: 0, Duties: Treasurer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-19
  • S66 Uniform Combined State Law Examination
    2015-11-19

View on SEC IAPD

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