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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-16 |
| TX | RA | APPROVED | 2026-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 03/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 03/2026 | Present |
| Unemployed | New York | NY | 08/2025 | 03/2026 |
| Prudential/Lpl Financial | New York | NY | 01/2025 | 07/2025 |
| Lpl Enterprises Llc | Fort Mill | SC | 01/2025 | 07/2025 |
| Unemployed | New York | NY | 10/2024 | 01/2025 |
| New York Life | New York | NY | 06/2024 | 09/2024 |
| God's Love, Llc | New York | NY | 06/2019 | 08/2024 |
| Bank Of America | New York | NY | 08/2022 | 05/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2022 | 05/2024 |
| J.P. Morgan Securities Llc | Jersey City | NJ | 12/2018 | 09/2022 |
| Jpmorgan Chase Bank, N.A. | Jersey City | NJ | 12/2018 | 09/2022 |
| Unemployed | New York | NY | 10/2018 | 12/2018 |
| Morgan Stanley | New Haven | CT | 01/2017 | 09/2018 |
| New York Life | Stratford | CT | 11/2016 | 01/2017 |
| Aegis Wealth Management Partners / Guardian Life | Madison | CT | 04/2016 | 10/2016 |
| Park Avenue Securities Llc | Madison | CT | 04/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-07 |
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