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521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-30 |
| NJ | RA | APPROVED | 2020-08-05 |
Branch Locations
521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valley National Advisers Inc | Bethlehem | PA | 07/2014 | 06/2020 |
| Valley National Investments, Inc. | Bethlehem | PA | 06/2015 | 06/2020 |
| Wealthspire Advisors | New York | NY | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-09-19 |
| S65 | Uniform Investment Adviser Law Examination | 2014-07-01 |
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