Best Investors Account Sign in

Julian Lecraw

Wellington Shields Capital Management, LLC

New York, NY

Claim This Profile
Current Employers
Wellington Shields Capital Management, Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-05-14
NY RA APPROVED 2021-05-13
NJ RA APPROVED 2020-08-26
  • GA RA
    APPROVED
    Since 2021-05-14
  • NY RA
    APPROVED
    Since 2021-05-13
  • NJ RA
    APPROVED
    Since 2020-08-26

Branch Locations

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellington Shields & Co. New York NY 01/2017 Present
Unemployed Atlanta GA 04/2016 01/2017
  • 01/2017 → Present
    Wellington Shields & Co.
    New York, NY
  • 04/2016 → 01/2017
    Unemployed
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-19
S63 Uniform Securities Agent State Law Examination 2015-01-26
  • S65 Uniform Investment Adviser Law Examination
    2020-08-19
  • S63 Uniform Securities Agent State Law Examination
    2015-01-26
Other Names
  • Julian Lecraw

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor