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Maxwell Razzore

Cetera Investment Advisers LLC

El Segundo, CA

Escondido, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Escondido, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 01/2008 02/2021
Cetera Wealth Services, Llc El Segundo CA 03/2021 Present
Cetera Investment Services Llc St Cloud MN 03/2021 Present
First Allied Securities, Inc. San Diego CA 03/2021 09/2022
Cetera Advisors Llc El Segundo CA 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2008 → 02/2021
    Lpl Financial
    San Diego, CA
  • 03/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2021 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 09/2022 → Present
    Cetera Advisors Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2008-03-07 → 2021-02-25
    Lpl Financial Llc
    San Diego, CA
  • 2007-04-02 → 2007-08-14
    Morgan Stanley & Co. Llc
    La Jolla, CA
  • 2006-07-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-21
  • S66 Uniform Combined State Law Examination
    2006-07-21
Other Names
  • Maxwell Razzore
  • Maxwell Whitney Razzore

View on SEC IAPD

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