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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-06-20 |
| CA | RA | APPROVED | 2025-05-07 |
| KY | RA | APPROVED | 2023-07-28 |
| TX | RA | APPROVED | 2023-07-28 |
Branch Locations
1040 W Kettleman Lane Suite 1B #1031, Lodi, CA 95240 • United States
291 S Preston Rd Suite 440-3, Prosper, TX 75078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Group | Carmel | IN | 10/2014 | 03/2019 |
| Brunette & Associates | Indianapolis | IN | 05/2019 | 07/2023 |
| Commonwealth Financial Network | San Diego | CA | 07/2023 | Present |
| Your Dedicated Fiduciary | Prosper | TX | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-25 |
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