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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-23 |
| CA | RA | APPROVED | 2009-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Lodi | CA | 01/2009 | Present |
| Raymond James Financial Services Advisors Inc. | Lodi | CA | 02/2009 | Present |
| Non-Variable Ltc Insurance | Lodi | CA | 01/2005 | Present |
| Hickingbottom Financial Services | Lodi | CA | 05/2021 | Present |
(1)Name of Business: Address: 135 N. Church St., Ste. 1 , Lodi, CA, 95240, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renewal commissions from previously written LTC policies (2)Name of Business: (209)333-4505 Address: 135 N Church St Ste 1, Lodi, CA, 95240, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 03/04/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Write direct fixed annuity business. (3)Name of Business: Hickingbottom Financial Services Address: 135 N Church St Ste 1, Lodi, CA, 95240, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/28/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Branch Owner/Operator
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-15 |
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