Bryan James Hickingbottom

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Raymond James Financial Services, Inc
  Lodi, CA
• 02/2009 → Present
  Raymond James Financial Services Advisors Inc.
  Lodi, CA
• 01/2005 → Present
  Non-Variable Ltc Insurance
  Lodi, CA
• 05/2021 → Present
  Hickingbottom Financial Services
  Lodi, CA

Previous Registrations

• 2005-02-01 → 2009-01-30
  National Planning Corporation
  Lodi, CA
  Lodi, CA
• 2006-01-13 → 2008-01-11
  Kipp Financial Group, Inc.
  Lodi, CA
• 2002-12-09 → 2005-01-07
  Ameriprise Financial Services, Llc
  Lodi, CA
• 2004-12-10 → 2004-12-17
  Valic Financial Advisors, Inc.
  Roseville, CA
• 2001-02-07 → 2002-12-09
  Osaic Fa, Inc.
  Sacramento, CA

Other Businesses

(1)Name of Business: Address: 135 N. Church St., Ste. 1 , Lodi, CA, 95240, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renewal commissions from previously written LTC policies (2)Name of Business: (209)333-4505 Address: 135 N Church St Ste 1, Lodi, CA, 95240, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 03/04/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Write direct fixed annuity business. (3)Name of Business: Hickingbottom Financial Services Address: 135 N Church St Ste 1, Lodi, CA, 95240, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/28/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Branch Owner/Operator

Exams

• S66 Uniform Combined State Law Examination
  2001-01-15