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404 W. Pine Street Suite 6, Lodi, CA 95240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-22 |
| CA | RA | APPROVED | 2017-10-20 |
Branch Locations
203 Redwood Shores Pkwy Ste. 635, Redwood City, CA 94065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Menlo Park | CA | 07/2008 | Present |
| Valley Wealth Strategies Llc | Menlo Park | CA | 08/2017 | Present |
| Lpl Financial Llc | Menlo Park | CA | 11/2017 | Present |
1. 11/29/2017 - Zuk Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 9/1/09 - 2 Hours Per Month / 2 Hours During Trading - Zuk Financial Group - Life, Fixed Annuities. 2. 11/29/2017 - Zuk Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor - Start Date 7/15/2008. 3. 11/29/2017 - Valley Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor - Start Date 8/3/2017.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-26 |
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