Daniel Alan Raymond

Current Employers

Employment History

• 03/2009 → 11/2017
  National Planning Corporation
  Lake Forest, CA
• 01/2017 → Present
  Valley Wealth Strategies, Llc
  Lodi, CA
• 11/2017 → Present
  Lpl Financial Llc
  Lodi, CA

Previous Registrations

• 2017-01-04 → 2017-12-31
  Valley Wealth Strategies
  Napa, CA
• 2009-04-09 → 2017-11-29
  National Planning Corporation
  Lake Forest, CA
  Springfield, MA
  Southwick, MA
  Lodi, CA
• 2007-04-03 → 2009-04-03
  Voya Financial Partners, Llc
  Springfield, MA
  Latham, NY
  Windsor, CT
  Windsor, CT

Other Businesses

1. 11/29/2017 - ZUK FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - OWNER - Start Date 1983 - 20 Hours Per Month / 20 Hours During Trading. 2. 1/4/2018 - Valley Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR/Owner - Started 10/2017 - 50 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Valley Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/8/2018 - Valley Wealth Strategies, LLC - DBA: (Hybrid) Zuk Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR/Owner - Started 10/2017 - 50 Hours Per Month/35 Hours During Securities Trading. 4. 4/3/2018 - CL Zuk & Associates Insurance Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Licensed Agent - Started 12/01/2017 - 5 Hours Per Month During Securities Trading. 5. 4/12/2019 - No Business Name - Not Investment Related - Lauren Lane, Southwick, MA 01077 - Other-Farm - Owner - Started 09/30/2009 - 30 Hours Per Month/0 Hours During Securities Trading - Farm related activities including sale of hay, wood and other agriculture products, barn and field rentals. 6. 01/06/2023 - No Business Name - Investment Related - Litchfield Turnpike New Hartford, CT 06057 - Real Estate Rental - Start Date: 10/15/2022 - 1 Hour Per Month/0 Hours During Securities Trading - Owner of 72 acres undeveloped land for forestry and potential future development. 7. 10/27/2025 - Domus Surfaces LLC - Outside/W-2 Employment - Not Investment Related - Home Based - Start Date 10/25/2025 - 40 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2003-10-09

Designations