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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-16
TX RA APPROVED 2025-10-16
  • NC RA
    APPROVED
    Since 2025-10-16
  • TX RA
    APPROVED
    Since 2025-10-16

Branch Locations

200 1St Avenue Nw Suite 201, Hickory, NC 28601 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wels Fargo Advisors, Llc Hickory NC 10/2014 11/2016
Wells Fargo Advisors Hickory NC 10/2014 11/2016
Wells Fargo Clearing Services, Llc Hickory NC 11/2016 08/2018
Wells Fargo Clearing Services, Llc Hickory NC 11/2016 09/2018
Stifel Nicolaus & Co Inc Hickory NC 09/2018 10/2025
Benjamin F. Edwards & Company Hickory NC 10/2025 Present
  • 10/2014 → 11/2016
    Wels Fargo Advisors, Llc
    Hickory, NC
  • 10/2014 → 11/2016
    Wells Fargo Advisors
    Hickory, NC
  • 11/2016 → 08/2018
    Hickory, NC
  • 11/2016 → 09/2018
    Hickory, NC
  • 09/2018 → 10/2025
    Stifel Nicolaus & Co Inc
    Hickory, NC
  • 10/2025 → Present
    Benjamin F. Edwards & Company
    Hickory, NC
Previous Registrations
Other Businesses

1. Athletes Lab, LLC; not investment-related; 11 E Boyd St Maiden NC 28650; Performance training facility; Owner; start date: 1/6/2020; 35 hours/month; 0 hours during trading hours; Oversee business operations, finance, and direction of company; train and coach athletes 2. Rembert Enterprises LLC; investment-related; 40 East Main St Maiden NC 28650; real estate; 100% owner;7/31/19; 2 hrs/month; not during securities trading hours; Owns 3 properties in Maiden, NC 3. Athletes Lab Foundation INC; 40 E Main St Maiden NC 28650; Provide scholarships for athletes; Director; Fundraising for foundation, over see scholarship allocation for athletes; 02/09/2023; 1 Hour per Week; Not during securities trading hours, Not investment-related 4. Rembert & Sons Enterprises, LLC; investment-related; Maiden, NC 28650; real estate for two rental homes; 100% owner with spouse; start date: 9/24/2025; 1 hour/month; 0 hours during trading hours; currently being formed, created to hold two residential rental properties that my wife and I own

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-02
  • S66 Uniform Combined State Law Examination
    2015-01-02

View on SEC IAPD

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