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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 02/2011 | 03/2017 |
| Unemployed | Edison | NJ | 09/2019 | 10/2019 |
| Jpmorgan Chase Bank | New York | NY | 04/2017 | 10/2018 |
| Morgan Stanley | New York | NY | 10/2018 | 09/2019 |
| Ey/Tapfin | Secaucus | NJ | 11/2019 | 12/2019 |
| Gilder Gagnon Howe & Co. Llc | New York | NY | 01/2020 | 02/2024 |
| Omnica Wealth | Glastonbury | CT | 03/2024 | 01/2025 |
| Commonwealth Financial Network | Glastonbury | CT | 03/2024 | 01/2025 |
| Double Diamond Investment Group | Delray Beach | FL | 02/2025 | 12/2025 |
| Apw Inc | Rockaway | NJ | 01/2025 | 02/2025 |
| David Rossett | New York | NY | 12/2025 | Present |
| Daniel Griepenburg | New York | NY | 12/2025 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 01/2026 | Present |
1. Desi Junction DJ's, not investment related, 18228 Forest Heights Drive Suite 100 Cypress TX 77433, DJ Business, DJ / MC, 2/1/2015, 16 hours per month, 0 during trading hours, DJ.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-20 |
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