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Jairo Sotomayor

J.P. Morgan Securities LLC

Cape Coral, FL

Cape Coral, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-28
TX RA APPROVED 2024-05-22
  • FL RA
    APPROVED
    Since 2024-05-28
  • TX RA
    APPROVED
    Since 2024-05-22

Branch Locations

1615 Del Prado Blvd S, Cape Coral, FL 33990 • United States

1624 Cape Coral Pkwy W, Cape Coral, FL 33914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cape Coral FL 08/2013 05/2017
Fifth Third Securities, Inc. Cape Coral FL 10/2014 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Myers FL 05/2017 05/2024
Bank Of America, N.A. Fort Myers FL 05/2017 05/2024
J.P. Morgan Securities Llc Cape Coral FL 05/2024 Present
Jpmorgan Chase Bank, N.A. Cape Coral FL 05/2024 Present
  • 08/2013 → 05/2017
    Fifth Third Bank
    Cape Coral, FL
  • 10/2014 → 05/2017
    Fifth Third Securities, Inc.
    Cape Coral, FL
  • 05/2017 → 05/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fort Myers, FL
  • 05/2017 → 05/2024
    Bank Of America, N.A.
    Fort Myers, FL
  • 05/2024 → Present
    J.P. Morgan Securities Llc
    Cape Coral, FL
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Cape Coral, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-06
S63 Uniform Securities Agent State Law Examination 2014-12-15
  • S65 Uniform Investment Adviser Law Examination
    2017-10-06
  • S63 Uniform Securities Agent State Law Examination
    2014-12-15
Other Names
  • Jay Sotomayor

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · CAPE CORAL, FL
WELLS FARGO CLEARING SERVICES, LLC · CAPE CORAL, FL
FIFTH THIRD SECURITIES, INC. · CAPE CORAL, FL
EDWARD JONES · CAPE CORAL, FL
CREATIVE PLANNING · Cape Coral, FL
PFS INVESTMENTS INC. · CAPE CORAL, FL
CORECAP ADVISORS · Cape Coral, FL
BLUEPRINT FINANCIAL ADVISORS · Cape Coral, FL

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