Danielle Marie Gates

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 12/2019
  Fsc Securities Corporation
  Cape Coral, FL
• 12/2019 → Present
  Lpl Financial Llc
  Cape Coral, FL

Previous Registrations

• 2013-11-19 → 2019-12-05
  Fsc Securities Corporation
  Cape Coral, FL
• 2013-01-15 → 2013-11-21
  Msi Financial Services, Inc.
  Sarasota, FL
  Cape Coral, FL
• 2008-11-12 → 2013-01-22
  Ameriprise Financial Services, Llc
  Fort Myers, FL
  Fort Myers, FL
• 1999-07-20 → 2008-11-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Myers, FL
  Fort Myers, FL

Other Businesses

1)11/13/2019 - D GATES WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 160 hr/mth 2)7/24/2015 - D GATES INSURANCE GROUP - Insurance Agency - inv rel - at reported business location(s) - start: 07/2015 - 4 hr/mth 3)11/13/2019 - BSC EVENTS LLC - Real Estate Rental - Cape Coral, FL - start: 04/2018 - 2 hr/mth 4)11/13/2019 - BUSINESSES SUPPORTING COMMUNTIES INC - Other - Business Owner - event planning - Cape Coral, FL - start: 04/2014 - 15 hr/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-31
• S63 Uniform Securities Agent State Law Examination
  1998-09-14

Designations

• Certified Financial Planner

Other Names

• Danielle Marie Emery
• Danielle M Emery