Nicole Rose Giannone

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-11-24

FL RA
APPROVED

Since 2021-11-24

Branch Locations

1708 Se 47Th St, Cape Coral, FL 33904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D. Gates Wealth Management	Cape Coral	FL	05/2015	12/2018
King's Way Christian Center	Cape Coral	FL	06/2016	02/2017
Fsc Securities Corporation	Cape Coral	FL	12/2018	11/2019
Lpl Financial Llc	Cape Coral	FL	11/2019	Present

05/2015 → 12/2018

D. Gates Wealth Management

Cape Coral, FL
06/2016 → 02/2017

King's Way Christian Center

Cape Coral, FL
12/2018 → 11/2019

Fsc Securities Corporation

Cape Coral, FL
11/2019 → Present

Lpl Financial Llc

Cape Coral, FL

Other Businesses

1)11/11/2019 - D GATES WEALTH MANAGEMENT LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 160 hr/mth 2)11/11/2019 - BUSINESS SUPPORTING COMMUNITIES, INC. - Other- Business Owner - Cape Coral, FL - start: 10/2019 3)11/11/2019 - Notary - State of Florida -

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Designations

Other Names

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