Nicole Rose Giannone

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 12/2018
  D. Gates Wealth Management
  Cape Coral, FL
• 06/2016 → 02/2017
  King's Way Christian Center
  Cape Coral, FL
• 12/2018 → 11/2019
  Fsc Securities Corporation
  Cape Coral, FL
• 11/2019 → Present
  Lpl Financial Llc
  Cape Coral, FL

Other Businesses

1)11/11/2019 - D GATES WEALTH MANAGEMENT LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2019 - 160 hr/mth 2)11/11/2019 - BUSINESS SUPPORTING COMMUNITIES, INC. - Other- Business Owner - Cape Coral, FL - start: 10/2019 3)11/11/2019 - Notary - State of Florida -

Designations

• Certified Financial Planner

Other Names

• Nicole Rose Emery