Best Investors Account Sign in

Thomas Roy Suarez

Goldman Sachs Wealth Services, L.P.

Jersey City, NJ

Morristown, NJ

Claim This Profile
Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-12-21
  • NJ RA
    APPROVED
    Since 2020-12-21

Branch Locations

30 Hudson Street, Jersey City, NJ 07302 • United States

320 Headquarters Plaza East Tower 12Th Floor, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bedford NY 06/2016 10/2016
Guardian Life Insurance Co Of America Purchase NY 10/2016 04/2019
Park Avenue Securities, Llc New York NY 01/2017 04/2019
Guardian Life Insurance Pound Ridge NY 05/2019 03/2020
Park Avenue Securities Pound Ridge NY 05/2019 03/2020
The Ayco Company, L.P./Mercer Allied Parsippany NJ 09/2020 01/2021
Unemployed Bedford NY 03/2020 08/2020
Strategies For Wealth Rye Brook NY 10/2016 03/2020
Goldman Sachs & Co. Llc New York NY 01/2021 Present
  • 06/2016 → 10/2016
    Unemployed
    Bedford, NY
  • 10/2016 → 04/2019
    Guardian Life Insurance Co Of America
    Purchase, NY
  • 01/2017 → 04/2019
    Park Avenue Securities, Llc
    New York, NY
  • 05/2019 → 03/2020
    Guardian Life Insurance
    Pound Ridge, NY
  • 05/2019 → 03/2020
    Park Avenue Securities
    Pound Ridge, NY
  • 09/2020 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Parsippany, NJ
  • 03/2020 → 08/2020
    Unemployed
    Bedford, NY
  • 10/2016 → 03/2020
    Strategies For Wealth
    Rye Brook, NY
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-15
S63 Uniform Securities Agent State Law Examination 2015-01-28
  • S66 Uniform Combined State Law Examination
    2020-12-15
  • S63 Uniform Securities Agent State Law Examination
    2015-01-28
Other Names
  • Thomas Suarez
  • Thomas Roy Suarez

View on SEC IAPD

Other Firms

MORGAN STANLEY INVESTMENT MANAGEMENT INC.
MSRESS III MANAGER, L.L.C.
MS CAPITAL PARTNERS ADVISER INC.
MORGAN STANLEY INFRASTRUCTURE INC.
MORGAN STANLEY PRIVATE EQUITY ASIA, INC.
MSREF REAL ESTATE ADVISOR, INC.
MORGAN STANLEY REAL ESTATE ADVISOR, INC.
MORGAN STANLEY | EATON VANCE CLO MANAGER LLC

Other Investors

Jessie A Ledesma
Andre Ricardo Carrera
Matthew A Funk
SARA G MCHUGH
Kento Kaijima
MARIE Gilman KLEIN
BENJAMIN CORDT HUNEKE
PHILLIP P KIM

Other Offices

MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
MSRESS III MANAGER, L.L.C. · NEW YORK, NY
MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY
MORGAN STANLEY INFRASTRUCTURE INC. · NEW YORK, NY
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. · NEW YORK, NY
MSREF REAL ESTATE ADVISOR, INC. · NEW YORK, NY
MORGAN STANLEY REAL ESTATE ADVISOR, INC. · NEW YORK, NY
MORGAN STANLEY | EATON VANCE CLO MANAGER LLC · NEW YORK, NY

More in Jersey City, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor