Alison Marie Mccarthy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Lpl Financial, Llc
  Hanover, MA
• 09/2016 → 11/2019
  Boston Premier Wealth, Llc
  Hanover, MA

Previous Registrations

• 2016-09-21 → 2019-11-18
  Bostonpremier Wealth
  Hingham, MA
• 2015-03-02 → 2016-09-27
  Park Avenue Securities Llc
  Rockland, MA

Other Businesses

1. 09/06/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 08/29/2016 - 20 Hr/Mo; 2 Hour(s) During Securities Trading; 10% Time Spent - Life, Disability, LTC, Medical. 2. 9/19/2019 - McCarthy Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/14/2019 - 30 Hours Per Month/20 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-01-16
• S65 Uniform Investment Adviser Law Examination
  2014-08-26

Designations

• Certified Financial Planner

Other Names

• Alison Whitman
• Alison M Mccarthy
• Alison Mccarthy