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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Hanover | MA | 08/2016 | Present |
| Boston Premier Wealth, Llc | Hanover | MA | 09/2016 | 11/2019 |
1. 09/06/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start 08/29/2016 - 20 Hr/Mo; 2 Hour(s) During Securities Trading; 10% Time Spent - Life, Disability, LTC, Medical. 2. 9/19/2019 - McCarthy Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/14/2019 - 30 Hours Per Month/20 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-01-16 |
| S65 | Uniform Investment Adviser Law Examination | 2014-08-26 |
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