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Current Employers
Investment Advisory Group Llc

1343 Main Street Suite 705-787, Sarasota, FL 34236 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-10
MA RA APPROVED 2004-03-02
  • TX RA
    APPROVED_RES
    Since 2014-07-10
  • MA RA
    APPROVED
    Since 2004-03-02

Branch Locations

1343 Main Street Suite 705-787, Sarasota, FL 34236 • United States

51 Mill Street Building D, Suite 101, Hanover, MA 02339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Advisory Group Hanover MA 02/2004 Present
Cetera Advisors Llc Hanover MA 01/2013 Present
  • 02/2004 → Present
    Investment Advisory Group
    Hanover, MA
  • 01/2013 → Present
    Cetera Advisors Llc
    Hanover, MA
Other Businesses

1. INVESTMENT ADVISORY GROUP LLC, 51 MILL ST, BLDG D, STE 101, HANOVER, MA 02339, REGISTERED INVESTMENT ADVISOR ASSOCIATE-FIXED INSURANCE, 40HR/WK. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, DISABILITY, AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: BOYS & GIRLS CLUB OF MARSHFIELD INVESTMENT RELATED: NO; ADDRESS: 37 PROPRIETORS DR, MARSHFIELD, MA 02050; NATURE OF BUSINESS: NON-PROFIT; START DATE: 6/2020; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: UP TO 3; APX NUMBER OF HOURS DURING TRADING HOURS: UP TO 3; BRIEF DESCRIPTION OF DUTIES: OVERSEE BOARD OF DIRECTORS AND WORK WITH CEO OF CLUB ON GOVERNANCE & BOARD RELATED ITEMS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-16
  • S63 Uniform Securities Agent State Law Examination
    1991-08-16
Designations

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