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1343 Main Street Suite 705-787, Sarasota, FL 34236 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2004-03-02 |
Branch Locations
1343 Main Street Suite 705-787, Sarasota, FL 34236 • United States
51 Mill Street Building D, Suite 101, Hanover, MA 02339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Advisory Group, Llc | Hanover | MA | 01/2004 | Present |
| Cetera Advisors Llc | Hanover | MA | 01/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 07/2025 |
1) INVESTMENT ADVISORY GROUP, REGISTERED INVESTMENT ADVISOR, FINANCIAL SERVICES AND FIXED INSURANCE, 51 MILL ST BLDG D STE 101 HANNOVER MA 02339, START 01/2003, 30-40HR/WK 2) NAME OF OTHER BUSINESS: HINGHAM ADVISORY COMMITTEE, INVESTMENT RELATED: NO, ADDRESS: 210 CENTRAL ST, HINGHAM, MA 02043, NATURE OF BUSINESS: CIVIC, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: REVIEW REQUESTS FOR ANNUAL OPERATING AND CAPITAL APPRECIATION, MAKE RECOMMENDATIONS ON TOWN WARRANT ARTICLES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-05 |
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