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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-21
  • CA RA
    APPROVED
    Since 2020-12-21

Branch Locations

21300 Victory Blvd. Suite 120A, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Los Angeles CA 02/2016 02/2018
Independent Financial Group, Llc San Diego CA 02/2018 12/2018
Transamerica Financial Advisors, Inc Woodland Hills CA 12/2020 Present
World Financial Group, Inc. Woodland Hills CA 04/2020 Present
Capital Growth, Inc. San Diego CA 02/2018 12/2018
Ca Insurance Producer - Renewals Commissions Los Angeles CA 06/2018 Present
Dacha Film Company Los Angeles CA 11/2018 Present
Owner Of Rental Real Property - Condo Unit 2 Honolulu HI 01/2010 Present
Owner Of Rental Real Property - Condo Unit 1 Honolulu HI 01/2013 Present
Annabill Artist Productions Los Angeles CA 12/2015 Present
Allpro Tutors Los Angeles CA 09/2017 Present
Ca Insurance Producer - Renewals Commissions Los Angeles CA 04/2015 Present
Wfg Direct Woodland Hills CA 04/2020 Present
The Jordan Charles Company Los Angeles CA 06/2018 Present
  • 02/2016 → 02/2018
    Self Employed
    Los Angeles, CA
  • 02/2018 → 12/2018
    San Diego, CA
  • 12/2020 → Present
    Transamerica Financial Advisors, Inc
    Woodland Hills, CA
  • 04/2020 → Present
    World Financial Group, Inc.
    Woodland Hills, CA
  • 02/2018 → 12/2018
    Capital Growth, Inc.
    San Diego, CA
  • 06/2018 → Present
    Ca Insurance Producer - Renewals Commissions
    Los Angeles, CA
  • 11/2018 → Present
    Dacha Film Company
    Los Angeles, CA
  • 01/2010 → Present
    Owner Of Rental Real Property - Condo Unit 2
    Honolulu, HI
  • 01/2013 → Present
    Owner Of Rental Real Property - Condo Unit 1
    Honolulu, HI
  • 12/2015 → Present
    Annabill Artist Productions
    Los Angeles, CA
  • 09/2017 → Present
    Allpro Tutors
    Los Angeles, CA
  • 04/2015 → Present
    Ca Insurance Producer - Renewals Commissions
    Los Angeles, CA
  • 04/2020 → Present
    Wfg Direct
    Woodland Hills, CA
  • 06/2018 → Present
    The Jordan Charles Company
    Los Angeles, CA
Previous Registrations
  • 2018-02-14 → 2018-12-21
    San Diego, CA
  • 2015-04-27 → 2016-02-24
    Msi Financial Services, Inc.
    Walnut Creek, CA
    Honolulu, HI
    Walnut Creek, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. THE JORDAN CHARLES COMPANY/Investment Related - No/PO Box 25243Los Angeles, CA 90025/The Jordan Charles Company loans Carlos Di Ponio out for acting/speaking work, and to receive compensation checks.I used to receive acting compensation checks in my stage and pen name through a dba r/President/6.2018/25/10/I'm hired as a performer and speaker by production companies, professional firms and marketing companies to act and perform in television and films, and perform educational workshops. DACHA FILM COMPANY/Investment Related - No/PO Box 25243 Los Angeles, CA 90025/The Jordan Charles Company corporation is the managing member of DaCha Film Company LLC. DaCha Film Company LLC has produced a single short film to date fall 2020./Manager/11.2018/2/1/On behalf of Manager-Member The Jordan Charles Company, I am the manager of DaCha Film Company LLC. OWNER OF RENTAL REAL PROPERTY - CONDO UNIT 2/Investment Related - Yes/3009 Ala Makahala Place, #301 Honolulu, HI 96818/Owner/rental/1.2009/1/1/As owner, I am responsible to ensure property tax is paid, income taxes are reported, and I have a property manager who manages my rents and maintenance. OWNER OF RENTAL REAL PROPERTY - CONDO UNIT 1/Investment Related - Yes/1315 Kalakaua Ave, #2110 Honolulu, HI 96826/Owner/Rental/1.2013/2/1/ I own the real property and ensure property taxes are paid, income tax is reported, and convene with my hired property manager to ensure rent is collected and maintenance is conducted. ANNABILL ARTIST PRODUCTIONS/Investment Related - No/PO Box 25243 Los Angeles, CA 90025/entertainment production branded company name./unincorporated fictitious business name/ Registered Owner/12.2015/2/1/I run the company, which is a fictitious business name, to help eventually publish a self-help book, and to brand my filmmaking activities under my pen and stage name Jordan Charles. This business has not nor currently generates any revenue. ALLPRO TUTORS / 0917-Present / Investment Related: No / 1442 S Beverly Drive Los Angeles, CA 90035 / Chief Executive Officer / online business to connect tutor to students / Hrs Work Monthly: 5 / Sec Trading Hrs: 5 / No business responsibilities. CA Insurance Producer / 0415-Present / Investment Related: No / Los Angeles, CA 90025 / NA/ Hrs Work Monthly: 0 / Sec Trading Hrs: 0 / NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-17
  • S66 Uniform Combined State Law Examination
    2014-11-17

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