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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-01-23
  • MO RA
    APPROVED
    Since 2024-01-23

Branch Locations

622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc St. Louis MO 11/2014 03/2018
Matthew Lewis Dickinson St. John MO 06/2011 01/2017
Private Client Services Creve Coeur MO 06/2018 07/2022
Rfg Advisory, Llc Creve Coeur MO 06/2018 07/2022
Dickinson Real Estate Asset Management Good Hope AL 06/2022 Present
Redstone Federal C U Huntsville AL 07/2023 09/2023
Lpl Financial Huntsville AL 08/2023 09/2023
William Jacob Cohn New York NY 09/2023 02/2024
Northwestern Mutual Investment Services Llc New York NY 11/2023 02/2024
Northwestern Mutual Investment Services Llc St Louis MO 02/2024 Present
William Cohn St Louis MO 02/2024 Present
  • 11/2014 → 03/2018
    Scottrade, Inc
    St. Louis, MO
  • 06/2011 → 01/2017
    Matthew Lewis Dickinson
    St. John, MO
  • 06/2018 → 07/2022
    Private Client Services
    Creve Coeur, MO
  • 06/2018 → 07/2022
    Creve Coeur, MO
  • 06/2022 → Present
    Dickinson Real Estate Asset Management
    Good Hope, AL
  • 07/2023 → 09/2023
    Redstone Federal C U
    Huntsville, AL
  • 08/2023 → 09/2023
    Lpl Financial
    Huntsville, AL
  • 09/2023 → 02/2024
    William Jacob Cohn
    New York, NY
  • 11/2023 → 02/2024
    New York, NY
  • 02/2024 → Present
    St Louis, MO
  • 02/2024 → Present
    William Cohn
    St Louis, MO
Previous Registrations
  • 2023-08-11 → 2023-10-10
    Huntsville, AL
    Huntsville, AL
  • 2018-12-20 → 2022-08-01
    Creve Coeur, MO
    Vestavia Hills, AL
  • 2016-08-01 → 2018-03-07
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Dickinson Real Estate Asset Management / Business Entity / Non-Investment Related / 458 East Moehring Dr, Good Hope, AL 35055 / Real estate and property management / Sole Proprietor / Owner / Start date 06/10/2022 / @16 hours per month / @2 hours per month during trading hours / Maintenance and management of family owned real estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-01
S63 Uniform Securities Agent State Law Examination 2015-04-06
  • S66 Uniform Combined State Law Examination
    2016-08-01
  • S63 Uniform Securities Agent State Law Examination
    2015-04-06

View on SEC IAPD

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