Carl Timothy Johnson

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2021
  Oppenheimer & Co. Inc.
  New York, NY
• 02/2021 → Present
  Jpmorgan Securities Llc
  New York, NY
• 06/2026 → Present
  Affiniti Ventures, Inc
  Harwinton, CT

Previous Registrations

• 2017-06-16 → 2021-01-22
  Oppenheimer & Co. Inc.
  New York, NY

Other Businesses

Entity Name: Affiniti Ventures, Inc Investment related: No Address: Affiniti Ventures, Inc., https://www.noblemobile.com/ Nature of the other business: Wireless Communication Position/Title/Relationship: Owner/Partner Start Date: 06/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Noble Mobile is a wireless smartphone service plan that pays users to use it less, no responsibilities - passive investor only, not related to my firm role, not aware of any JPMC connection Entity Name: Scoopt, Inc. Investment related: No Address: https://www.inpress.app/about Nature of the other business: Social Media Position/Title/Relationship: Owner/Partner Start Date: 03/06/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Entity Name: OpenAI Investment related: No Address: https://openai.com/ Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 03/06/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Entity Name: Mila Support Inc. Investment related: No Address: Mila Support Inc. https://www.milasupport.com/ Nature of the other business: Health & Wellness Position/Title/Relationship: Owner/Partner Start Date: 11/28/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Pre-seed startup focused on prenatal / pregnancy / postpartum, no responsibilities - passive investor only, not related to my firm role, not aware of any JPMC connection Entity Name: Ginko Labs, Inc Investment related: No Address: heyginko.com Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 11/28/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: clinician-backed platform to help families and healthcare providers foster healthy habits through AI-guided insights and tools, no responsibilities - passive investor only, not related to my firm role, not aware of any JPMC connection.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-15

Other Names

• Carl T Johnson