Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-06-16 |
| OH | RA | APPROVED | 2025-12-26 |
| DC | RA | APPROVED | 2025-10-14 |
| IL | RA | APPROVED | 2025-08-14 |
| NV | RA | APPROVED | 2025-06-27 |
| SD | RA | APPROVED | 2025-03-03 |
| CO | RA | APPROVED | 2025-01-08 |
| MS | RA | APPROVED | 2023-12-13 |
| OK | RA | APPROVED | 2023-12-13 |
| SC | RA | APPROVED | 2023-12-13 |
| KS | RA | APPROVED | 2023-09-11 |
| NY | RA | APPROVED | 2023-09-06 |
| AZ | RA | APPROVED | 2023-05-12 |
| NJ | RA | APPROVED | 2022-07-07 |
| OR | RA | APPROVED | 2022-03-14 |
| GA | RA | APPROVED | 2022-01-19 |
| WA | RA | APPROVED | 2022-01-11 |
| UT | RA | APPROVED | 2022-01-04 |
| VA | RA | APPROVED | 2021-11-15 |
| FL | RA | APPROVED | 2021-09-20 |
| NC | RA | APPROVED | 2020-10-06 |
| TX | RA | APPROVED_RES | 2020-08-14 |
| LA | RA | APPROVED | 2020-06-26 |
| PA | RA | APPROVED | 2020-04-13 |
| CA | RA | APPROVED | 2018-07-20 |
| HI | RA | APPROVED | 2018-07-19 |
Branch Locations
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Honolulu | HI | 06/2014 | Present |
| Park Avenue Securities Llc | Honolulu | HI | 01/2015 | Present |
1) C E C Management LLC-Financial Management company for Park Avenue Securities 1099 income, Start: 02/02/2021, Address: 1029 Kaolo Street Honolulu, HI 96822-3336, 0 total hours per month, Not investment related, No annual compensation, 2) Roar Brothers LLC-officer, Start: 02/22/2021, Address: 8023 Vantage Drive Suite 590 San Antonio, TX 78230, 1 total hour per month, 0 during securities trading hours, Investment related, No annual compensation, 3) Sales made through Innovative Underwriters (IU) and Ash Brokerage-outside insurance sales, Start: 10/15/2014, Address: 500 Ala Moana Blvd Suite 3-400 Mailbox 124 Honolulu, HI 96813, 2 total hour per month, 2 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-13 |
Reach out to this advisor