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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-18 |
| KY | RA | APPROVED | 2018-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Richmond | KY | 12/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Richmond | KY | 07/2018 | 11/2019 |
| Jpmorgan Chase Bank, N.A. | Lexington | KY | 10/2015 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Richmond | KY | 12/2019 | Present |
| Jp Morgan Securities Llc | Lexington | KY | 10/2015 | 06/2018 |
| Jp Morgan Securities Llc | Richmond | KY | 07/2018 | 11/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-05 |
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