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Justin C. Priode

J.P. Morgan Securities LLC

Richmond, KY

CRD 6405998

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-18
KY RA APPROVED 2018-08-09
  • TX RA
    APPROVED
    Since 2018-09-18
  • KY RA
    APPROVED
    Since 2018-08-09

Branch Locations

405 Leighway Drive, Richmond, KY 40475 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Richmond KY 12/2019 Present
Jpmorgan Chase Bank, N.A. Richmond KY 07/2018 11/2019
Jpmorgan Chase Bank, N.A. Lexington KY 10/2015 06/2018
Jpmorgan Chase Bank, N.A. Richmond KY 12/2019 Present
Jp Morgan Securities Llc Lexington KY 10/2015 06/2018
Jp Morgan Securities Llc Richmond KY 07/2018 11/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-31
S63 Uniform Securities Agent State Law Examination 2014-12-05
  • S66 Uniform Combined State Law Examination
    2018-07-31
  • S63 Uniform Securities Agent State Law Examination
    2014-12-05
Other Names
  • Justin C Priode
  • Justin Priode
  • Justin Chad Priode

View on SEC IAPD

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