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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-04 |
Branch Locations
800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 10/2014 | 11/2017 |
| Lpl Financial Llc | Houston | TX | 01/2018 | 12/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 10/2019 | Present |
| Unemployed | Houston | TX | 01/2019 | 10/2019 |
| Bank Of America N.A. | Houston | TX | 01/2020 | Present |
I* 465719 For profit or not for profit: Entity For Profit Name of outside business organization: PlugDeux Investment related: no Address of business: Houston, TX, 77046 Nature of business: Sole Proprietorship Position, title, association: Owner Start date of relationship: 08/23/2016 Number of hours devoted: 30 monthly Number of hours devoted during trading hours: 0 Duties: PlugDeux - Not Investment Related - Home Based - Other-Art/Music - Musician - 30 Hours Per Month/0 Hours During Securities Trading - Teaching, marketing, and distributing musical compositions and techniques.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-05 |
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