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1285 Avenue Of The Americas, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-25 |
Branch Locations
1285 Avenue Of The Americas, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 10/2014 | 06/2022 |
| First Republic Securities Company, Llc | New York | NY | 06/2022 | 09/2023 |
| First Republic Investment Management, Inc | New York | NY | 06/2022 | 09/2023 |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | 03/2026 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 10/2023 | 03/2026 |
| Ubs Asset Management (Us) Inc. | New York | NY | 03/2026 | Present |
| Ubs Asset Management (Americas) Llc | New York | NY | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-06 |
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