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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-08-22
  • UT RA
    APPROVED
    Since 2024-08-22

Branch Locations

2750 East Cottonwood Pkwy Suite 300, Salt Lake City, UT 84121 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 10/2014 11/2017
Morgan Stanley Smith Barney Llc South Jordan UT 12/2017 11/2018
Fidelity Brokerage Services Llc American Fork UT 12/2018 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spanish Fork UT 07/2023 08/2024
University Of Utah Salt Lake City UT 01/2020 08/2022
Bank Of America N.A. Spanish Fork UT 09/2023 08/2024
Sofi Securities, Llc Cottonwood Heights UT 08/2024 Present
Sofi Wealth, Llc San Francisco CA 08/2024 Present
Uber Salt Lake City UT 10/2024 11/2024
  • 10/2014 → 11/2017
    E*Trade Securities Llc
    Sandy, UT
  • 12/2017 → 11/2018
    Morgan Stanley Smith Barney Llc
    South Jordan, UT
  • 12/2018 → 05/2023
    Fidelity Brokerage Services Llc
    American Fork, UT
  • 07/2023 → 08/2024
    Spanish Fork, UT
  • 01/2020 → 08/2022
    University Of Utah
    Salt Lake City, UT
  • 09/2023 → 08/2024
    Bank Of America N.A.
    Spanish Fork, UT
  • 08/2024 → Present
    Sofi Securities, Llc
    Cottonwood Heights, UT
  • 08/2024 → Present
    San Francisco, CA
  • 10/2024 → 11/2024
    Uber
    Salt Lake City, UT
Previous Registrations
Other Businesses

Uber Not investment related Doesn't have physical address, it's a delivery job. My home address is 14453 South Selvig Way, D302 Herriman, UT 84096 Delivering food Driver Oct 21, 2024 5 hours a week max 0 hours you devoted to the other business during securities trading hours; Delivering food.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-29
S63 Uniform Securities Agent State Law Examination 2014-12-02
  • S66 Uniform Combined State Law Examination
    2018-01-29
  • S63 Uniform Securities Agent State Law Examination
    2014-12-02
Other Names
  • Filip V Domazet
  • Filip Domazet

View on SEC IAPD

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