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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-09 |
| TX | RA | APPROVED_RES | 2024-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nomura Securities International | New York | NY | 07/2016 | 09/2017 |
| Dartmouth College | Hanover | NH | 05/2014 | 12/2016 |
| Citigroup | New York | NY | 10/2017 | 02/2021 |
| Jpmorgan Chase Bank, Na | New York | NY | 04/2022 | Present |
| Jpmorgan Securities Llc | New York | NY | 06/2023 | Present |
| Bridgebio | New York | NY | 05/2021 | 04/2022 |
| Nomura | New York | NY | 09/2014 | 09/2017 |
| Unemployed | New York | NY | 03/2021 | 04/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-27 |
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