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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-22 |
| UT | RA | APPROVED | 2021-07-21 |
Branch Locations
488 E Winchester St Ste 400, Salt Lake City, UT 84107 • United States
1436 S Legend Hills Ste 318, Clearfield, UT 84015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Salt Lake City | UT | 10/2014 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Layton | UT | 01/2015 | Present |
| Buckle | Murray | UT | 12/2015 | Present |
| Business Networking International | South Jordan | UT | 04/2016 | 10/2017 |
| Bni Sandy Utah | Sandy | UT | 10/2019 | 10/2020 |
| Out West 59 Llc | Salt Lake City | UT | 12/2019 | Present |
| Lpl Financial Llc | Salt Lake City | UT | 07/2021 | Present |
1) 2019 - DBA for LPL Business (entity for LPL business) - Wasatch Front Financial Advisors - Investment Related - Salt Lake City, UT 84107 2) 2019 - Business Entity For Tax/Investment Purposes Only - Out West 59 LLC - Not Investment Related - Salt Lake City, UT 84107 3) 2016/2017 - Outside/W-2 Employment - Buckle - Not Investment Related - Murray, UT 84107 4) 2/14/2023 - The Adventure Van Advisor - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/01/2023 - 100 Hours Per Month/50 Hours During Securities Trading 5) 10/17/2023 - Western Front Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/03/2023 - 40 Hours Per Month/ During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-16 |
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