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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-22
UT RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2026-01-22
  • UT RA
    APPROVED
    Since 2021-07-21

Branch Locations

488 E Winchester St Ste 400, Salt Lake City, UT 84107 • United States

1436 S Legend Hills Ste 318, Clearfield, UT 84015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Salt Lake City UT 10/2014 Present
Various Insurance Carriers For W&R Insurance Agencies Layton UT 01/2015 Present
Buckle Murray UT 12/2015 Present
Business Networking International South Jordan UT 04/2016 10/2017
Bni Sandy Utah Sandy UT 10/2019 10/2020
Out West 59 Llc Salt Lake City UT 12/2019 Present
Lpl Financial Llc Salt Lake City UT 07/2021 Present
  • 10/2014 → Present
    Waddell & Reed, Inc
    Salt Lake City, UT
  • 01/2015 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Layton, UT
  • 12/2015 → Present
    Buckle
    Murray, UT
  • 04/2016 → 10/2017
    Business Networking International
    South Jordan, UT
  • 10/2019 → 10/2020
    Bni Sandy Utah
    Sandy, UT
  • 12/2019 → Present
    Out West 59 Llc
    Salt Lake City, UT
  • 07/2021 → Present
    Salt Lake City, UT
Previous Registrations
  • 2014-12-16 → 2021-07-21
    Waddell & Reed
    Clearfield, UT
    Scottsdale, AZ
    Las Vegas, NV
    Salt Lake City, UT
Other Businesses

1) 2019 - DBA for LPL Business (entity for LPL business) - Wasatch Front Financial Advisors - Investment Related - Salt Lake City, UT 84107 2) 2019 - Business Entity For Tax/Investment Purposes Only - Out West 59 LLC - Not Investment Related - Salt Lake City, UT 84107 3) 2016/2017 - Outside/W-2 Employment - Buckle - Not Investment Related - Murray, UT 84107 4) 2/14/2023 - The Adventure Van Advisor - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/01/2023 - 100 Hours Per Month/50 Hours During Securities Trading 5) 10/17/2023 - Western Front Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/03/2023 - 40 Hours Per Month/ During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-16
  • S66 Uniform Combined State Law Examination
    2014-12-16

View on SEC IAPD

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