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76 East Main Street Second Floor, Little Falls, NJ 07424 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-12 |
| FL | RA | APPROVED | 2019-11-25 |
| TX | RA | APPROVED_RES | 2019-09-20 |
| NJ | RA | APPROVED | 2018-05-21 |
Branch Locations
76 East Main Street Second Floor, Little Falls, NJ 07424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Little Falls | NJ | 10/2011 | 05/2018 |
| First Light Wealth Advisors, Llc | Little Falls | NJ | 05/2018 | Present |
RJE MARIN; Private Marine Captain; Licensed Captain/Owner; Licensed Captain of fishing and recreational vessels; Little Falls NJ 07424; Not Investment Related; Aug 2016; 10 hours per month; 0 hours during trading hours. Independent Insurance Brokering; Aetna(January 2015)/ Horizon Healthcare Services NJ(October 2011)/ Oxford Health Plans NY/NJ(October 2011)/ CIGNA Health Insurance(October 2011)/ AmeriHealth Insurance Company(October 2011)/ Principal Group Benefits(October 2011)/ Unum Group Benefits(October 2011)/ Assurant Group Benefits(October 2011)/ Guardian Life Insurance Group Benefits(October 2011)/ American Family Lf Assruance Co(October 2011)/ SunLife Insurance Co(October 2011)/ Delta Dental Insurance Co(October 2011)/ MetLife Group Benefits(October 2011)/ Oscar Health Insurance(January 2018)/ National General Health Insurance(January 2018). RJE Investments, LLC. The LLC holds a very small percentage in a pharmaceutical company that is not publicly traded. 76E Main Street. Little Falls, NJ 0742; The LLC is a passive investment company. Member; LLC was formed 6/7/2019 but the investment did not occur until 2020. O hours per month. 0 hours during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-26 |
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