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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life Financial Services, Llc | Minneapolis | MN | 09/2014 | 09/2019 |
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 09/2014 | 09/2019 |
| Brighthouse Financial | Charlotte | NC | 09/2019 | 11/2021 |
| Cetera Advisors | St Cloud | MN | 11/2021 | 11/2022 |
| Mckinney Capital Management | Houston | TX | 10/2021 | 11/2022 |
| Lpl Financial Llc | Houston | TX | 11/2023 | Present |
| Unemployed | Richmond | TX | 11/2022 | 11/2023 |
1)10/20/2023 - Sterling Portfolio Managers LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-11 |
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