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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-15 |
| CT | RA | APPROVED | 2018-06-02 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 12/2014 | 08/2017 |
| Bolton Global Capital | Bolton | MA | 08/2017 | 05/2018 |
| Bolton Securities Corporation | Bolton | MA | 08/2017 | 05/2018 |
| Morgan Stanley | New York | NY | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-20 |
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