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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-15
CT RA APPROVED 2018-06-02
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • CT RA
    APPROVED
    Since 2018-06-02

Branch Locations

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 12/2014 08/2017
Bolton Global Capital Bolton MA 08/2017 05/2018
Bolton Securities Corporation Bolton MA 08/2017 05/2018
Morgan Stanley New York NY 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-21
S63 Uniform Securities Agent State Law Examination 2007-03-20
  • S65 Uniform Investment Adviser Law Examination
    2009-07-21
  • S63 Uniform Securities Agent State Law Examination
    2007-03-20
Other Names
  • Olga E Lopez
  • Olga Estela Lopez
  • Olga Estela Lopez

View on SEC IAPD

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