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William Austin Barnek

Rbc Capital Markets, LLC

Red Bank, NJ

Red Bank, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-09
NJ RA APPROVED 2023-12-18
  • TX RA
    APPROVED
    Since 2024-01-09
  • NJ RA
    APPROVED
    Since 2023-12-18

Branch Locations

328 Newman Springs Road Suite 380, Red Bank, NJ 07701-5687 • United States

Red Bank, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 05/2017 12/2023
Bank Of America, N.A Lincroft NJ 08/2015 05/2017
Bank Of America, N.A. Red Bank NJ 02/2018 12/2023
Rbc Capital Markets, Llc Red Bank NJ 12/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-18
  • S66 Uniform Combined State Law Examination
    2017-12-18
Other Names
  • William A Barnek
  • William Barnek

View on SEC IAPD

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