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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
660 White Plains Road Suite 155, Tarrytown, NY 10591 • United States
Bedford, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highbridge Financial Group | Tarrytown | NY | 04/2014 | Present |
| Republic Airways | Indianapolis | IN | 01/2014 | Present |
| Commonwealth Financial Network | Waltham | MA | 10/2016 | Present |
1. Fixed insurance sales; Located in Tarrytown, NY as of 06/22/22, 1% time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-01-20 |
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