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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-31
IN RA APPROVED 2016-11-14
  • TX RA
    APPROVED_RES
    Since 2024-01-31
  • IN RA
    APPROVED
    Since 2016-11-14

Branch Locations

200 South Walnut Street, Muncie, IN 47305 • United States

Muncie, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Muncie IN 05/2016 11/2016
Raymond James Financial Services, Inc. Muncie IN 11/2016 Present
Raymond James Financial Services Advisors Inc. Muncie IN 11/2016 Present
Muncie Epic Escape, Llc Muncie IN 11/2016 08/2021
  • 05/2016 → 11/2016
    Raymond James Financial Services, Inc.
    Muncie, IN
  • 11/2016 → Present
    Raymond James Financial Services, Inc.
    Muncie, IN
  • 11/2016 → Present
    Muncie, IN
  • 11/2016 → 08/2021
    Muncie Epic Escape, Llc
    Muncie, IN
Other Businesses

(1) Name of Business: Cooper Wealth Management, LLC Address: 200 S Walnut St, Muncie, IN, 47305-2825, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee, Officer - CEO Investment Related: No Start Date: 01/30/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner, bookkeeping, HR, management. (2) Name of Business: Coops Lawn and Landscape, LLC Address: 1909 W County Road 600 S, Muncie, IN, 47302, United States Activity Type: Part-Time Activity/Employment Position/Title: Bookkeeper, Associate/Employee Investment Related: No Start Date: 12/17/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administrative assistant for my husband's lawncare company. (3) Name of Business: Coops Trucking, LLC Address: 2800 S Cowan Rd, Muncie, IN, 47302, United States Activity Type: Business Owner Position/Title: Officer - President, Owner/Proprietor Investment Related: No Start Date: 12/31/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain books and records. (4) Name of Business: Hoosier Highlands, LLC Address: 1909 W County Road 600 S, Muncie, IN, 47302, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/15/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain books and records, communicate with buyers and sellers, daily maintenance of livestock. (5) Name of Business: Katherine Onieal Investment Services, LLC Address: 200 S Walnut St, Muncie, IN, 47305, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 01/31/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial Advisor \Branch Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-10
  • S66 Uniform Combined State Law Examination
    2016-11-10
Other Names
  • Colleen Ulrich
  • Colleen Nicole Ulrich

View on SEC IAPD

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