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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-10-28
  • MD RA
    APPROVED
    Since 2024-10-28

Branch Locations

1990 Monocacy Boulevard, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sandy Spring Wealth Management Damascus MD 10/2014 Present
Lpl Financial Llc Columbia MD 05/2015 02/2022
Cetera Investment Services Llc Saint Cloud MN 06/2024 Present
Cetera Investment Advisers Llc Frederick MD 06/2024 Present
First United Bank & Trust Oakland MD 06/2024 Present
  • 10/2014 → Present
    Sandy Spring Wealth Management
    Damascus, MD
  • 05/2015 → 02/2022
    Columbia, MD
  • 06/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2024 → Present
    Frederick, MD
  • 06/2024 → Present
    First United Bank & Trust
    Oakland, MD
Previous Registrations
  • 2015-07-27 → 2022-02-22
    Damascus, MD
    Columbia, MD
    Clarksville, MD
    Ashton, MD
    Frederick, MD
    Rockville, MD
    Silver Spring, MD
    Fairfax, VA
    Mclean, VA
    Rockville, MD
    Washington, DC
    Herndon, VA
    Arlington, VA
    Manassas Park, VA
    Annandale, VA
    Fairfax, VA
    Vienna, VA
    Sterling, VA
    Bethesda, MD
    Reston, VA
    Washington, DC
    College Park, MD
    Alexandria, VA
    Oxon Hill, MD
    Potomac, MD
    Great Falls, VA
    Fairfax, VA
    Beltsville, MD
    Ellicott City, MD
    Millersville, MD
    Laurel, MD
    Rockvilel, MD
    Frederick, MD
    Towson, MD
    Mt. Airy, MD
    Silver Spring, MD
    Montgomery Village, MD
    Gaithersburg, MD
    Laurel, MD
    Edgewater, MD
    Glen Burnie, MD
    Damascus, MD
    Silver Springs, MD
    Gaithersburg, MD
    Woodbine, MD
    Springfield, VA
    Frederick, MD
    Frederick, MD
    Germantown, MD
    Lanham, MD
    Pasadena, MD
    Silver Spring, MD
    Frederick, MD
    Gaithersburg, MD
    Millersville, MD
    Leesburg, VA
    Silver Spring, MD
    Frederick, MD
    Leesburg, VA
    Laurel, MD
    Bethesda, MD
    Burtonsville, MD
Other Businesses

1.) TRUST DEPARTMENT FOR FIRST UNITED BANK, ASSISTING CLIENTS WITH ESTATE PLANNING NEEDS AND COMPLETING ESTATE ADMINISTRATION, DOES NOT PLACE OR HANDLE SECURITIES TRANSACTIONS, DOES NOT RECOMMEND SPECIFIC SECURITIES TRANSACTIONS NOR MAKE INVESTMENT DECISIONS; 2.) WBL INC DBA FREDERICK WINE HOUSE, 100% OWNER, 1/HR/WK 3.) CO-OWNER OF STORM HOLDINGS LLC; OWNED WITH IMMEDIATE FAMILY; OWN AND MANAGE RENTAL PROPERTIES 4.) STATE OF MARYLAND NOTARY 5.) 2311 FOREST RIDGE LLC, RENTAL PROPERTY, 50% OWNER. 6.) STORM HOLDINGS DAYTONA LLC, RENTAL PROPERTY, 50% OWNER, 1/HR/MO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-24
  • S66 Uniform Combined State Law Examination
    2015-07-24

View on SEC IAPD

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