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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-10-28 |
Branch Locations
1990 Monocacy Boulevard, Frederick, MD 21701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sandy Spring Wealth Management | Damascus | MD | 10/2014 | Present |
| Lpl Financial Llc | Columbia | MD | 05/2015 | 02/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2024 | Present |
| Cetera Investment Advisers Llc | Frederick | MD | 06/2024 | Present |
| First United Bank & Trust | Oakland | MD | 06/2024 | Present |
1.) TRUST DEPARTMENT FOR FIRST UNITED BANK, ASSISTING CLIENTS WITH ESTATE PLANNING NEEDS AND COMPLETING ESTATE ADMINISTRATION, DOES NOT PLACE OR HANDLE SECURITIES TRANSACTIONS, DOES NOT RECOMMEND SPECIFIC SECURITIES TRANSACTIONS NOR MAKE INVESTMENT DECISIONS; 2.) WBL INC DBA FREDERICK WINE HOUSE, 100% OWNER, 1/HR/WK 3.) CO-OWNER OF STORM HOLDINGS LLC; OWNED WITH IMMEDIATE FAMILY; OWN AND MANAGE RENTAL PROPERTIES 4.) STATE OF MARYLAND NOTARY 5.) 2311 FOREST RIDGE LLC, RENTAL PROPERTY, 50% OWNER. 6.) STORM HOLDINGS DAYTONA LLC, RENTAL PROPERTY, 50% OWNER, 1/HR/MO.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-24 |
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